Securities Law Research

This research guide is designed to assist students in the Securities Law Program at CUA Law, and other researchers exploring the topic of U.S. securities law.

Research Guides to Securities Law

Researching Federal Securities Law Through the SEC Website
Securities Law Research Guide - Pace Law School Library
Securities Law Research (US & Int'l) - Georgetown Law Library
Securities Law Research - U. Texas Tarlton Law Library
Researching Public Companies Through EDGAR (SEC)

Websites

CUA Securities Law Program
EDGAR
FINRA
NASDAQ
New York Stock Exchange
SEC Docket
SEC Filings & Forms
SEC No-Action, Interpretive & Exemptive Letters
Securities and Exchange Commission
Securities Law Blog
Securities Lawyer's Deskbook
Securities Litigation, Investigations & Enforcement (Orrick)
Self Regulatory Organizations (SRO) Rulemaking
U.S. Commodity Futures Trading Commission

SEC Current Issues

Current Developments

Federal Securities Law Reporter - Report Letters (CCH)
Securities Law Daily (Bloomberg Law)
Securities Regulation & Law Report (Bloomberg Law)
Broker Dealer Compliance Report (Bloomberg Law)

Last Updated: Jul 20, 2018 8:17 AM
URL: https://libguides.law.cua.edu/securities
Print Page

Subjects: Securities Law

Tags: legal research, SEC, Securities

Judge Kathryn J. DuFour Law Library / 3600 John McCormack Road N.E., Washington, DC 20064 / 202-319-5155