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Securities Law Research
This research guide is designed to assist students in the Securities Law Program at CUA Law.
Starting Points
Statutes, Regulations & Case Law
Secondary Sources
Databases
Research Librarian
Steve Young
Email
Research Guides to Securities Law
Researching Federal Securities Law Through the SEC Website (SEC)
Researching Public Companies Through EDGAR (SEC)
Securities Law Research (Georgetown Law Library)
Securities Law Research Guide (Pace Law School Library)
Websites
CUA Securities Law Program
CUA Securities Law Program Lecture Series
EDGAR
FINRA
NASDAQ
New York Stock Exchange
SEC Docket
SEC Filings & Forms
SEC No-Action, Interpretive & Exemptive Letters
Securities and Exchange Commission
Securities Law Blog
Securities Lawyer's Deskbook
Securities Litigation, Investigations & Enforcement (Orrick)
U.S. Commodity Futures Trading Commission
U.S. Department of Justice Corporate Fraud Task Force
Current Developments
Jim Hamilton's World of Securities Regulation
A regularly updated blog that provides "commentary and musings on the complex, fascinating and peculiar world that is securities regulation."
The Race to the Bottom
A student-faculty blog that provides a forum for discussing trends and case law updates on corporate governance, mergers and acquisitions, cryptocurrency, and securities law.
SEC Current Issues
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