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Securities Law Research
This research guide is designed to assist students in the Securities Law Program at CUA Law.
Starting Points
Statutes, Regulations & Case Law
Secondary Sources
Databases
Glossary
Research Librarian
Steve Young
Email
Research Guides to Securities Law
Researching Federal Securities Law Through the SEC Website
Researching Public Companies Through EDGAR (SEC)
Securities Law Research (US & Int'l) - Georgetown Law Library
Securities Law Research - U. Texas Tarlton Law Library
Securities Law Research Guide - Pace Law School Library
Websites
CUA Securities Law Program
EDGAR
FINRA
NASDAQ
New York Stock Exchange
SEC Docket
SEC Filings & Forms
SEC No-Action, Interpretive & Exemptive Letters
Securities and Exchange Commission
Securities Law Blog
Securities Lawyer's Deskbook
Securities Litigation, Investigations & Enforcement (Orrick)
Self Regulatory Organizations (SRO) Rulemaking
U.S. Commodity Futures Trading Commission
SEC Current Issues
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Current Developments
Broker Dealer Compliance Report (Bloomberg Law)
Federal Securities Law Reporter - Report Letters (CCH)
Jim Hamilton's World of Securities Regulation
A regularly updated blog that provides "commentary and musings on the complex, fascinating and peculiar world that is securities regulation."
Securities Law News (Bloomberg Law)
The Race to the Bottom
A blog providing analysis of the laws and regulatory measures that govern today's corporations.
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