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Securities Law Research

This research guide is designed to assist students in the Securities Law Certificate Program at CUA Law.

SEC Current Issues

Current Developments

Jim Hamilton's World of Securities Regulation
A regularly updated blog that provides "commentary and musings on the complex, fascinating and peculiar world that is securities regulation."
SEC Actions
A blog covering SEC investigations, Civil & Criminal Enforcement Actions, Class Actions and Internal Investigations.
Securities Law Blog
The Securities Law Blog has been providing investors, advisors and attorneys with news and expert commentary from top securities attorneys and regulators since 1995. Updated daily.
The Race to the Bottom
A student-faculty blog that provides a forum for discussing trends and case law updates on corporate governance, mergers and acquisitions, cryptocurrency, and securities law.

Additional Research Guides to Securities Law

Websites

Catholic University of America Securities Law Program
Catholic University of America Securities Law Program Lecture Series
EDGAR Free access to SEC filings
FINRA
NASDAQ
New York Stock Exchange
SEC Docket
SEC Filings & Forms
SEC No-Action, Interpretive & Exemptive Letters
Securities and Exchange Commission
Securities Lawyer's Deskbook Compiled by the University of Cincinnati Law Library, the links from the Deskbook will take you to the code and regulations provided by the Government Printing Office and maintained at the LII.
Securities Litigation, Investigations & Enforcement (Orrick)
U.S. Commodity Futures Trading Commission
U.S. Department of Justice Corporate Fraud Task Force